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John Eric Maquar

J.P. Morgan Securities LLC

Westlake Village, CA

CRD 4204769

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

3960 E. Thousand Oaks Blvd, Westlake Village, CA 91362 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Westlake Village CA 10/2012 Present
Mkpf Properties, Ltd Chatsworth CA 10/2012 12/2017
Jmjr Properties, Ltd Chatsworth CA 10/2012 12/2017
Mkpf Investments Llc Chatsworth CA 10/2012 12/2017
Jmjr Enterprises Llc Chatsworth CA 10/2012 12/2017
Jpmorgan Chase Bank, N.A. Westlake Village CA 09/2009 Present
  • 10/2012 → Present
    Westlake Village, CA
  • 10/2012 → 12/2017
    Mkpf Properties, Ltd
    Chatsworth, CA
  • 10/2012 → 12/2017
    Jmjr Properties, Ltd
    Chatsworth, CA
  • 10/2012 → 12/2017
    Mkpf Investments Llc
    Chatsworth, CA
  • 10/2012 → 12/2017
    Jmjr Enterprises Llc
    Chatsworth, CA
  • 09/2009 → Present
    Jpmorgan Chase Bank, N.A.
    Westlake Village, CA
Previous Registrations
  • 2009-09-21 → 2012-10-01
    Chase Investment Services Corp.
    Ventura, CA
    Camarillo, CA
    Thousand Oaks, CA
    Camarillo, CA
    Camarillo, CA
    Camarillo, CA
    Ojai, CA
    Ventura, CA
    Ventura, CA
    Ventura, CA
  • 2009-06-01 → 2009-07-17
    Oxnard, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Oxnard, CA
  • 2001-03-22 → 2007-04-02
    Morgan Stanley Dw Inc.
    Oxnard, CA
    Oxnard, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-28
  • S66 Uniform Combined State Law Examination
    2000-12-28
Other Names
  • John E. Maquar

View on SEC IAPD

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