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Douglas Arthur Keegan

Edelman Financial Engines

Fairfax, VA

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-09
VA RA APPROVED 2018-11-01
  • TX RA
    APPROVED
    Since 2019-10-09
  • VA RA
    APPROVED
    Since 2018-11-01

Branch Locations

4000 Legato Road 8Th Floor, Fairfax, VA 22033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edelman Financial Services Llc Fairfax VA 08/2010 11/2018
Ef Legacy Securities, Llc Henrico VA 04/2016 10/2018
Financial Engines Advisors L.L.C. Sunnyvale CA 11/2018 12/2020
Financial Engines Advisors L.L.C. Santa Clara CA 12/2020 Present
  • 08/2010 → 11/2018
    Edelman Financial Services Llc
    Fairfax, VA
  • 04/2016 → 10/2018
    Ef Legacy Securities, Llc
    Henrico, VA
  • 11/2018 → 12/2020
    Financial Engines Advisors L.L.C.
    Sunnyvale, CA
  • 12/2020 → Present
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
Previous Registrations
  • 2010-08-20 → 2018-11-01
    Edelman Financial Services, Llc
    Fairfax, VA
  • 2008-05-27 → 2010-09-09
    Sbsb Financial Advisors
    Mclean, VA
  • 2006-02-27 → 2008-03-19
    Jacqueline L. Powell & Associates, Inc.
    Carlisle, PA
  • 2007-10-03 → 2008-02-01
    Invest Financial Corporation
    Carlisle, PA
  • 2005-12-21 → 2007-10-05
    Cetera Wealth Services, Llc
    Carlisle, PA
    East Petersburg, PA
    Carlisle, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-11-17
S66 Uniform Combined State Law Examination 2001-12-29
  • S63 Uniform Securities Agent State Law Examination
    2010-11-17
  • S66 Uniform Combined State Law Examination
    2001-12-29
Designations
Other Names
  • Douglas A. Keegan

View on SEC IAPD

Other Firms

ARKADIOS WEALTH ADVISORS
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
PALLADIUM WEALTH MANAGEMENT, LLC
PROFESSIONAL FINANCIAL SOLUTIONS, LLC
COMMONWEALTH ASSET MANAGEMENT GROUP LLC
EQUITY SERVICES, INC.
EAGLE STRATEGIES LLC

Other Investors

MICHAEL HUSTON TORREY
Patrizia Francesca Adriazola
Stephen Little
TANZIMA ASHRAFI
KAREN MAN TSANG
Andrew William Crowe
MICHAEL JOSEPH MCLENIGAN
ROBERT ESTEL COPELAND

Other Offices

ARKADIOS WEALTH ADVISORS · Fairfax, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BURKE, VA
WELLS FARGO CLEARING SERVICES, LLC · BURKE, VA
PALLADIUM WEALTH MANAGEMENT, LLC · BURKE, VA
PROFESSIONAL FINANCIAL SOLUTIONS, LLC · FAIRFAX, VA
COMMONWEALTH ASSET MANAGEMENT GROUP LLC · FAIRFAX, VA
EQUITY SERVICES, INC. · FAIRFAX, VA
EAGLE STRATEGIES LLC · BURKE, VA

More in Fairfax, VA

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