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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2009-01-02
  • DE RA
    APPROVED
    Since 2009-01-02

Branch Locations

21035 Dupont Blvd, Georgetown, DE 19947 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fulton Financial Advisors Georgetown DE 11/2019 11/2019
Raymond James Financial Services,Inc. Georgetown DE 06/2008 Present
Raymond James Financial Services Advisors, Inc Georgetown DE 01/2009 Present
Delaware National Bank Georgetown DE 03/2002 Present
Fulton Bank Georgetown DE 07/2018 Present
Fulton Financial Advisors Georgetown DE 07/2018 11/2019
  • 11/2019 → 11/2019
    Fulton Financial Advisors
    Georgetown, DE
  • 06/2008 → Present
    Raymond James Financial Services,Inc.
    Georgetown, DE
  • 01/2009 → Present
    Georgetown, DE
  • 03/2002 → Present
    Delaware National Bank
    Georgetown, DE
  • 07/2018 → Present
    Fulton Bank
    Georgetown, DE
  • 07/2018 → 11/2019
    Fulton Financial Advisors
    Georgetown, DE
Previous Registrations
  • 2008-05-19 → 2008-06-05
    Cetera Investment Services Llc
    Georgetown, DE
    Elkton, MD
    Georgetown, DE
    Georgetown, DE
Other Businesses

(1)Name of Business: Fulton Financial Advisors Address: 21035 Dupont Blvd, Georgetown, DE, 19947, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/14/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (2)Name of Business: Indian River School District Address: 31 Hosier St., Selbyville, DE, 19975, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 07/20/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board Member

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-15
S63 Uniform Securities Agent State Law Examination 2000-07-15
  • S65 Uniform Investment Adviser Law Examination
    2008-05-15
  • S63 Uniform Securities Agent State Law Examination
    2000-07-15
Other Names
  • Jerry Peden
  • Gerald T. Peden

View on SEC IAPD

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