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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2009-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fulton Financial Advisors | Georgetown | DE | 11/2019 | 11/2019 |
| Raymond James Financial Services,Inc. | Georgetown | DE | 06/2008 | Present |
| Raymond James Financial Services Advisors, Inc | Georgetown | DE | 01/2009 | Present |
| Delaware National Bank | Georgetown | DE | 03/2002 | Present |
| Fulton Bank | Georgetown | DE | 07/2018 | Present |
| Fulton Financial Advisors | Georgetown | DE | 07/2018 | 11/2019 |
(1)Name of Business: Fulton Financial Advisors Address: 21035 Dupont Blvd, Georgetown, DE, 19947, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/14/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (2)Name of Business: Indian River School District Address: 31 Hosier St., Selbyville, DE, 19975, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 07/20/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board Member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-15 |
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