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Theresa M Riley

LPl Financial LLC

Altoona, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-08-17
  • PA RA
    APPROVED
    Since 2023-08-17

Branch Locations

1130 12Th Ave, Ste 101, Altoona, PA 16601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. Altoona PA 07/2004 Present
  • 07/2004 → Present
    Linsco/Private Ledger Corp.
    Altoona, PA
Other Businesses

1. 12/13/2011: FOR ACCOUNTING PURPOSES ONLY - FUSCO RILEY FINANCIAL, LLC - NOT HELD OUT TO THE PUBLIC. 2. 4/19/2012: DBA ONLY - FUSCO RILEY REISMEIER FINANCIAL GROUP

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-07-14
  • S63 Uniform Securities Agent State Law Examination
    2000-07-14
Other Names
  • Terry Mccabe
  • Theresa M. Riley

View on SEC IAPD

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