Kathleen Eleanor Wilson

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 11/2016
  Wells Fargo Advisors, Llc
  Scottsdale, AZ
• 11/2016 → 11/2019
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ
• 11/2019 → Present
  Wells Fargo Advisors Financial Network, Llc
  Scottsdale, AZ

Previous Registrations

• 2015-12-01 → 2019-11-07
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ
• 2009-10-23 → 2015-11-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scottsdale, AZ
  Tucson, AZ
  Scottsdale, AZ
  Scottsdale, AZ
  Scottsdale, AZ
• 2007-02-23 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Scottsdale, AZ

Other Businesses

WORKING MOMMY'S MANUAL PODCAST; NOT INV RELATED; CAVE CREEK, AZ; CO-HOST OF PODCAST; START 2/13/2019; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; CO-HOSTING PODCAST. BUCKMAN & CORNING FINANCIAL STRATEGIES GROUP LLC, INV RELATED, SCOTTSDALE, AZ, 2.5% OWNERSHIP, START 12/31/2022, 160 HOURS PER MONTH, 40 HOURS DURING TRADING, FINET PRACTICE.

Exams

• S66 Uniform Combined State Law Examination
  2007-02-22
• S63 Uniform Securities Agent State Law Examination
  2000-09-29

Other Names

• Kathleen Eleanor Graves
• Kathleen Eleanor Graves