Frank Carl Sherick

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 11/2023
  Fsc Securities Corporation
  Clearfield, PA
• 11/2023 → Present
  Osaic Wealth, Inc.
  Clearfield, PA

Previous Registrations

• 2010-08-12 → 2023-11-03
  Fsc Securities Corporation
  Clearfield, PA

Other Businesses

1) INSURANCE PRODUCTS OFFERED AS AN INDEPENDENT INSURANCE AGENT; 2) TAX PRERERATION SERVICES OFFERED THROUGH SHERICK FINANCIAL GROUP, OWNER / TAX PREPARER, 1200 VILLAGE RD, CLEARFIELD, PA 16830, 01/2001-PRESENT, 15 HRS/MO (0 HRS DURING SECURITIES TRADING HRS), NOT INVESTMENT RELATED; 4) TRUST LINK CONSULTANTS, CONSULTANT / INDEPENDENT CONTRACTOR PROVIDING TRUST EDUCATION AND REFERRAL, 1200 VILLAGE RD, CLEARFIELD, PA 16830, 01/2002-PRESENT, 2 HRS/MO (0 HRS DURING SECURITIES TRADING HRS), NOT INVESTMENT RELATED 2) SHERICK FINANCIAL GROUP POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2001 ADDRESS: 106 N Second Street Suite 1B Clearfield PA 16830, Clearfield PA 16830, United States DESCRIPTION: Insurance sales 3) SHERICK FINANCIAL GROUP POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/03/2000 ADDRESS: 106 N Second Street Suite 1B Clearfield PA 16830, Clearfield PA 16830, United States DESCRIPTION: Tax preparation 4) SHERICK FINANCIAL GROUP POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2002 ADDRESS: 106 N Second Street Suite 1B Clearfield PA 16830, Clearfield PA 16830, United States DESCRIPTION: Trust education and client referral

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-06-30