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Spc CRD 110692
$6.10B regulatory AUM 4,483 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-08-17 |
Branch Locations
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc. | Troy | MI | 12/2003 | 07/2026 |
| Sigma Financial Corporation | Ann Arbor | MI | 08/2026 | Present |
| Sigma Planning Corporation | Ann Arbor | MI | 08/2026 | Present |
1. Olympia Investment Advisory, LLC d/b/a Olympia Wealth Management, Kalamazoo, MI. Name used for financial practice through Sigma Financial Corporation and SPC. Start date: 8/17/2026, approx. 20 hrs/mo; 20% during mkt hrs. INV REL: Y 2. Olympia Wealth Management, Kalamazoo, MI. Sale of non-variable insurance products (including life, health, VULs, EIAs, fixed annuities) through various insurance carriers. All annuities and VULs sold through firm approved FMOs. Start date: 6/10/26, approx. 20 hrs/mo, 20% during trading. INV REL: Y
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-17 |
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