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Biju Suseelan

Spc

Kalamazoo, MI

Ann Arbor, MI

CRD 4204098

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Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-08-17
  • MI RA
    APPROVED
    Since 2026-08-17

Branch Locations

Kalamazoo, MI • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc. Troy MI 12/2003 07/2026
Sigma Financial Corporation Ann Arbor MI 08/2026 Present
Sigma Planning Corporation Ann Arbor MI 08/2026 Present
  • 12/2003 → 07/2026
    Troy, MI
  • 08/2026 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
  • 08/2026 → Present
    Sigma Planning Corporation
    Ann Arbor, MI
Previous Registrations
  • 2004-03-05 → 2026-07-31
    Troy, MI
    Troy, MI
    Troy, MI
    Kalamazoo, MI
Other Businesses

1. Olympia Investment Advisory, LLC d/b/a Olympia Wealth Management, Kalamazoo, MI. Name used for financial practice through Sigma Financial Corporation and SPC. Start date: 8/17/2026, approx. 20 hrs/mo; 20% during mkt hrs. INV REL: Y 2. Olympia Wealth Management, Kalamazoo, MI. Sale of non-variable insurance products (including life, health, VULs, EIAs, fixed annuities) through various insurance carriers. All annuities and VULs sold through firm approved FMOs. Start date: 6/10/26, approx. 20 hrs/mo, 20% during trading. INV REL: Y

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-11
S63 Uniform Securities Agent State Law Examination 2000-07-17
  • S65 Uniform Investment Adviser Law Examination
    2002-07-11
  • S63 Uniform Securities Agent State Law Examination
    2000-07-17
Other Names
  • Biju Suseel

View on SEC IAPD

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