Ronald Vincent Regan

Current Employers

Employment History

• 10/2014 → 10/2017
  Fidelity Brokerage Services, Llc
  Westlake, TX
• 10/2017 → 02/2022
  Td Ameritrade
  Fort Worth, TX
• 01/2022 → Present
  Charles Schwab & Co., Inc.
  Westlake, TX
• 01/2022 → Present
  Schwab Wealth Advisory Inc
  Westlake, TX

Previous Registrations

• 2017-11-15 → 2022-05-10
  Td Ameritrade Investment Management, Llc
  Southlake, TX
  Fort Worth, TX
• 2017-11-15 → 2017-12-31
  Td Ameritrade, Inc.
  Westlake, TX
• 2014-10-21 → 2017-10-06
  Strategic Advisers Llc
  Westlake, TX
• 2003-02-10 → 2014-09-04
  Charles Schwab & Co., Inc.
  Fort Worth, TX
  Orlando, FL
  Orlando, FL
  Orlando, FL
  Maitland, FL
• 2012-02-15 → 2013-01-15
  Schwab Wealth Advisory, Inc.
  Fort Worth, TX
  Orlando, FL

Other Businesses

OAA#: 31005 | Org Name:Market Technicians Association Chapter | Org Addr:DALLAS, TX, US | Nature of Bus:networking among market technical analysts | Invst Rel:N | Title:Co-Chair of Dallas Chapter | Duties:setup monthly events, monitor the Chapter and association message boards. | Start Dt:03/05/2013 | Total Hrs p/m:10 | Sec Trdng Hrs p/m:4 Wilshire Valley Homeowners Association | Not Investment Related | Construction - Residential/Commercial- Office | Architecture Review Committee | Start date: 10.02.21 | For less than 20 hours per month, none during trading hours. | Not government per se, but closest option. I ensure that homeowners that want to improve their property do so with proper forms and within stated CCR and guidelines.

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-06-03
• S66 Uniform Combined State Law Examination
  2007-08-23

Designations

Other Names

• Ronald Vincent Regan
• Vince Regan
• Ronald Vincent Regan
• Ronald Vincent Regan
• Ronald Vincent Regan
• Ronald V Regan
• Ronald Vincent Regan
• Ronald Vincent Regan
• Ronald Vincent Regan
• Ronald Vincent Jr Regan