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Schwab Wealth Advisory, Inc. CRD 159035
168,774 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Llc | Westlake | TX | 10/2014 | 10/2017 |
| Td Ameritrade | Fort Worth | TX | 10/2017 | 02/2022 |
| Charles Schwab & Co., Inc. | Westlake | TX | 01/2022 | Present |
| Schwab Wealth Advisory Inc | Westlake | TX | 01/2022 | Present |
OAA#: 31005 | Org Name:Market Technicians Association Chapter | Org Addr:DALLAS, TX, US | Nature of Bus:networking among market technical analysts | Invst Rel:N | Title:Co-Chair of Dallas Chapter | Duties:setup monthly events, monitor the Chapter and association message boards. | Start Dt:03/05/2013 | Total Hrs p/m:10 | Sec Trdng Hrs p/m:4 Wilshire Valley Homeowners Association | Not Investment Related | Construction - Residential/Commercial- Office | Architecture Review Committee | Start date: 10.02.21 | For less than 20 hours per month, none during trading hours. | Not government per se, but closest option. I ensure that homeowners that want to improve their property do so with proper forms and within stated CCR and guidelines.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-06-03 |
| S66 | Uniform Combined State Law Examination | 2007-08-23 |
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