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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-09-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Niagara Bank | Erie | PA | 09/2009 | 09/2016 |
| Lpl Financial Llc | Erie | PA | 09/2009 | 09/2016 |
| Key Investment Services Llc | Erie | PA | 09/2016 | 03/2025 |
| Avantax Investment Services Inc. | Warren | PA | 03/2025 | 09/2025 |
| Avantax Advisory Services | Warren | PA | 03/2025 | 09/2025 |
| Avantax Insurance Agency, Llc | Warren | PA | 03/2025 | 09/2025 |
| Skemp Financial Services Llc | Warren | PA | 01/2025 | Present |
| Three Bridges Private Capital Lp- Series Safe | Los Angeles | CA | 09/2021 | Present |
| Fixed Indexed Annuities | Warren | PA | 07/2025 | Present |
| Cetera Wealth Services, Llc | Erie | PA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) SKEMP FINANCIAL SERVICES LLC POSITION: Member NATURE: I offer full financial services. Meet with clients, go over goals, help determine which investment solutions are right for them and then implement a plan and continue to service them. Offer retirement income planning, investments, insurance solutions, and other investment related needs. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 50 START DATE: 01/02/2025 ADDRESS: 4234 Market Street, Suite A1, Warren PA 16365, United States DESCRIPTION: Meet with clients review their goals and investments, make recommendations & implement investment solutions. Help them with retirement income planning, all retirement questions, insurance solutions & legacy planning, safe investment options, and all other investment related matters. Also provide insight and guidance and advice related toor pertaining to investments and insurance 2) THREE BRIDGES PRIVATE CAPITAL LP- SERIES SAFE POSITION: Limited Partner NATURE: Company looks to partner with large medical facilities and pharmaceutical companies in developing a number of at home self administered testing devices for various health ailments. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/20/2021 ADDRESS: 5455 Wiltshire Blvd., ste 1260, Los Angeles CA 90001, United States DESCRIPTION: None- it was a venture capital start up, i have zero hours, and zero responsibilities, and no authority, and make no income from it.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-07 |
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