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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-09-20 |
| TX | RA | APPROVED | 2024-09-20 |
Branch Locations
51 S Stanfield Rd, Troy, OH 45373 • United States
250 Second Street Nw [Satellite], New Philadelphia, OH 44663 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New Philadelphia | OH | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New Philadelphia | OH | 11/2016 | 09/2024 |
| Wells Fargo Advisors Financial Network, Llc | New Philadelphia | OH | 09/2024 | Present |
BOUGHT THE FARM, INC.; INV. RELATED; NORTH LAWRENCE, OH, 50% OWNERSHIP WITH SPOUSE, START DATE 9/23/2024, 2 HRS PER MONTH, 0 HRS DURING TRADING, FARM LAND RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-02 |
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