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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-30 |
| AZ | RA | APPROVED | 2019-09-17 |
Branch Locations
8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 08/2015 | 08/2019 |
| Bbva Securities Inc. | Scottsdale | AZ | 08/2015 | 08/2019 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 09/2015 | 08/2019 |
| Bbva Wealth Solutions Inc. | Scottsdale | AZ | 10/2015 | 08/2019 |
| Wells Fargo Clearing Services | Scottsdale | AZ | 08/2019 | Present |
| Wells Fargo Bank | Scottsdale | AZ | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-26 |
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