Michael Lawrence Mulloy

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Raymond James & Associates, Inc.
  Woodlands, TX

Previous Registrations

• 2003-07-01 → 2016-05-05
  Wells Fargo Clearing Services, Llc
  Houston, TX
  The Woodlands, TX
  Houston, TX
• 1998-08-31 → 2003-07-01
  Prudential Equity Group, Llc
  Houston, TX

Other Businesses

(1)Name of Business: Rental Real Estate Address: 18602 Arlan Lake Dr, Spring, TX, 77388, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 11/16/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife and I bought a house for our son to live in while in college at Texas A&M University in College Station & some of his friends will rent bedrooms in the house.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-31
• S63 Uniform Securities Agent State Law Examination
  1998-08-26