Best Investors Account Sign in
Current Employers
Seaport Research Partners Llc

190 S Lasalle Street Suite 570, Chicago, IL 60603 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-04-12
  • IL RA
    APPROVED
    Since 2021-04-12

Branch Locations

3090 Bristol Street Suite 400, Costa Mesa, CA 92626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seaport Global Securities Llc Newport Beach CA 09/2014 Present
Seaport Global Holdings Llc New York NY 01/2014 01/2020
Ghs Trading Llc Costa Mesa CA 09/2011 12/2017
Seaport Research Partners Llc Newport Beach CA 01/2020 Present
  • 09/2014 → Present
    Seaport Global Securities Llc
    Newport Beach, CA
  • 01/2014 → 01/2020
    Seaport Global Holdings Llc
    New York, NY
  • 09/2011 → 12/2017
    Ghs Trading Llc
    Costa Mesa, CA
  • 01/2020 → Present
    Newport Beach, CA
Previous Registrations
Other Businesses

NAME: UNIVERSITY OF LA VERNE. INVESTMENT RELATED? YES. ADDRESS: 1950 THIRD ST. LA VERNE, CA 91750. NATURE OF BUSINESS: UNIVERSITY OF LA VERNE IS A NOT FOR PROFIT UNIVERSITY LOCATED IN LA VERNE, CA. POSITION/TITLE: BOARD INVESTMENT COMMITTEE ADVISORY MEMBER; COLLEGE OF BUSINESS ADVISORY BOARD MEMBER. START DATE OF RELATIONSHIP: 2014. APPROX HRS/MONTH DEVOTED TO OTHER BUSINESS: 1 APPROX HRS DURING TRADING HOURS: 0-1 DUTIES RELATED TO OTHER BUSINESS: PARTICIPATE IN MEETINGS AND DISCUSSIONS REGARDING ULV'S INVESTMENTS AND THE COLLEGE OF BUSINESS. MUSICIAN, THIS IS NOT AN INVESTMENT RELATED BUSINESS. MR. CABLE IS A MUSICIAN AND THE NATURE OF THE BUSINESS IS TO PERFORM, PRODUCE & RECORD MUSIC. THE APPROXIMATE TIME PER MONTH SPENT ON THIS IS 6 HOURS NONE OF WHICH ARE DURING TRADING HOURS. DUTIES INCLUDE, PERFORMING, WRITING, RECORDING AND PRODUCING MUSIC. HE RECEIVES COMPENSATION FOR PERFORMANCES OCCASIONALLY. NAME: ALPHASIGHTS INVESTMENT RELATED: NO ADDRESS: REMOTE NATURE: EXPERT NETWORK THAT CONNECTS THEIR CLIENTS WITH INDUSTRY EXPERTS TO GAIN KNOWLEDGE/INSIGHT ON THEIR FIELD OF WORK POSITION/TITLE: INDUSTRY EXPERT START DATE: 9/28/23 HRS/MONTH DEVOTED TO OTHER BUSINESS: 0-1 HRS/MONTH DURING BUSINESS HOURS: 0 DUTIES: PROVIDE GENERAL CONSULTING/EXPERTISE RELATED TO BUSINESS STRATEGY, OPERATIONS, AND MANAGEMENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-04
S63 Uniform Securities Agent State Law Examination 2000-09-29
  • S65 Uniform Investment Adviser Law Examination
    2020-09-04
  • S63 Uniform Securities Agent State Law Examination
    2000-09-29

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Costa Mesa, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor