David Paul Kocsis

Employer firm

Peak Wealth Solutions CRD 127391

$912M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 10/2024
  American Portfolios Financial Services, Inc.
  Pepper Pike, OH
• 07/2016 → 03/2021
  J.R. Hill & Associates
  Pepper Pike, OH
• 03/2021 → Present
  Peak Wealth Solutions
  Pepper Pike, OH
• 10/2024 → Present
  Osaic Wealth, Inc.
  Pepper Pike, OH

Previous Registrations

• 2013-11-26 → 2016-08-11
  Lpl Financial Llc
  Pepper Pike, OH
  Morristown, NJ
  Highland Heights, OH
• 2013-11-20 → 2016-07-29
  Private Advisor Group, Llc
  Pepper Pike, OH
  Morristown, NJ
• 2008-05-23 → 2013-11-19
  Valmark Advisers, Inc.
  Rocky River, OH
  Westlake, OH

Other Businesses

1. PEAK WEALTH SOLUTIONS, INC. POSITION: Principal NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2014 ADDRESS: 30195 Chagrin Blvd., 360, Pepper Pike OH 44124, United States DESCRIPTION: independent RIA. Investment related business, financial planning, retirement plan consulting.

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-11-16

Other Names

• David Paul Kocsis