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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-24 |
| IA | RA | APPROVED | 2018-10-20 |
Branch Locations
410 S Grand Avenue, Mount Pleasant, IA 52641 • United States
521 N Main St, Donnellson, IA 52625 • United States
403 S Gear Ave Ste. 101, West Burlington, IA 52655 • United States
200 Main St., Keokuk, IA 52632 • United States
100 E Lincoln Ave., Fairfield, IA 52556 • United States
125 North Main St., Packwood, IA 52580 • United States
1341 Pilot Grove Rd., Pilot Grove, IA 52648 • United States
516 Main St., Houghton, IA 52631 • United States
509 Ave. D, West Point, IA 52656 • United States
619 9Th St., Ft Madsison, IA 52627 • United States
205 W Main, Wayland, IA 52654 • United States
109 S Locust St., Winfield, IA 52659 • United States
208 Washington St., Bonaparte, IA 52620 • United States
301 South Main, Mt Pleasant, IA 52641 • United States
4520 Ave. L, Ft Madison, IA 52627 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Broker Dealer Financial Services | West Des Moines | IA | 02/2011 | Present |
| Cambridge Investment Research, Inc. | Pilot Grove | IA | 10/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2018 | Present |
1) PILOT GROVE INVESTMENT SERVICES, 410 S GRAND AVE, MT PLEASANT, IA, 10/2018, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 20 HR/MO, 20 HR/MO TRADING. 2) PILOT GROVE SAVINGS BANK, 1341 PILOT GROVE RD, PILOT GROVE, IA, 02/2018, TRUST OFFICER/INVESTMENT OFFICER/EMPLOYEE PORTFOLIO MANAGEMENT, NIR, 40 HR/MO, 40 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 10/2018, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING. 4) BRIAN JONES, 410 S GRAND AVE, MOUNT PLEASANT, IA, 08/2022, NOTARY, NIR, 1 HR/MO, 1 HR/MO TRADING. 5) US FABRIC STRUCTURES, MOUNT PLEASANT, IA, 10/2023, OWNER, PRODUCT SALES, NIR, 10 HR/MO, 2 HR/MO TRADING. 6) HOOP BUILDINGS, LLC, 6615 NE 14TH ST, DES MOINES, IA, 03/2021, OWNER, RETAIL BUSINESS, NIR, 20 HR/MO, 5 HR/MO TRADING. 7) PIN OAKS DEVELOPMENT, 2504 W HIGHLAND LN, MT PLEASANT, IA, 09/2017, OWNER, REAL ESTATE DEVELOPMENT, NIR, 2 HR/MO, 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-21 |
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