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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-09 |
| CT | RA | APPROVED | 2026-07-06 |
Branch Locations
185 Asylum St City Place Ii, 14Th Fl, Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Palm Beach Gardens | FL | 03/2015 | 02/2023 |
| Morgan Stanley | Hartford | CT | 03/2023 | 05/2026 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hartford | CT | 06/2026 | Present |
I*4717306, Entity Type Entity For Profit, Name of OBA: Z.A.I.N. LLC Address: New Haven Connecticut 06513 Investment Related: No Position, Title, Association: Owner Employee Start Date: 11/23/2023 No Hours: 3 Weekly No Hours during trading: 0 Duties: Self Serve Laundromat Owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-08 |
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