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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-11-12
ID RA APPROVED 2015-03-10
  • TX RA
    APPROVED_RES
    Since 2015-11-12
  • ID RA
    APPROVED
    Since 2015-03-10

Branch Locations

Bollinger Financial Center 301 D Street Suite C, Lewiston, ID 83501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Lewiston ID 03/2015 Present
  • 03/2015 → Present
    Stifel Nicolaus & Co Inc
    Lewiston, ID
Previous Registrations
Other Businesses

1. TWIN COUNTY UNITED WAY; 2207 E MAIN ST LEWISTON ID 83501; FUND RAISING FOR COMMUNITY; BOARD DEVELOPMENT; RECRUIT TO THE BOARD; AFFILIATION STARTED 09/20/2000; 2 HOURS PER MONTH; DURING SECURITIES TRADING HOURS. 2. JACKSON'S PAY IT FORWARD FOUNDATION; 3527 8TH ST C LEWISTON ID 83501; RAISE MONEY FOR CHILDREN IN THE AREA FACING A MEDICAL CRISIS; BOARD MEMBER AND CO-FOUNDER; TO HELP RAISE MONEY AND DISTRIBUTE; AFFILIATION STARTED 02/20/2008; 2 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-17
  • S66 Uniform Combined State Law Examination
    2000-07-17

View on SEC IAPD

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