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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 12/2008 | 12/2020 |
| Bank Of America,N.A. | Dallas | TX | 06/2011 | 12/2020 |
| Raymond James Financial Services Inc. | Dallas | TX | 12/2020 | Present |
| Raymond James Financial Services Advisors | Dallas | TX | 12/2020 | Present |
| Concurrent Advisors | Dallas | TX | 12/2020 | 03/2023 |
| Concurrent | Dallas | TX | 12/2020 | 03/2023 |
| Wealth Partners Alliance | Dallas | TX | 12/2020 | 03/2023 |
(1)Name of Business: Dallas Wealth Advisors Address: 12240 Inwood Rd Ste 450, Dallas, TX, 75244-8089, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 03/24/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: New Raymond James Independent Branch (2)Name of Business: Faith Patience Discipline Address: 12240 Inwood Road STE 450, Dallas, TX, 75244, United States Activity Type: Other Position/Title: Author Investment Related: Yes Start Date: 09/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Wrote a book - "Faith, Patience, Discipline" that will have updated version published at the end of the year. I set it up under the book name "Faith Patience Discipline" (faithpatiencediscipline.com) and will be promoted in various places. (3)Name of Business: Faith Patience Discipline LLC Address: 12240 Inwood Rd Ste 450, Dallas, TX, 75244-8087, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/03/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I wrote a book and I run the business of the book (title is same name) (4)Name of Business: Fontana Financial Planning Address: 12240 Inwood Rd Ste 450, Dallas, TX, 75244, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/04/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Owner and advisor for the practice. (5)Name of Business: Fontana Financial Planning LLC Address: 12240 Inwood Rd Ste 450, Dallas, TX, 75244, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President, Independent Contractor, Officer - CEO, Associate/Employee, Officer - President, Officer - Secretary, Officer - Treasurer, Other Investment Related: No Start Date: 12/04/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: I own my financial planning practice. (6)Name of Business: Ivey Holdings LLC Address: 4000 Briar Tree Lane, Frisco, TX, 75034, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/01/2001 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own and manage the properties.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-27 |
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