Allen P. Auger

Current Employers

Preservation Financial Management

Boca Raton, FL • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APP_PEND_IARCE	2026-01-01

FL RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

Boca Raton, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Emerald Financial Management	Boca Raton	FL	09/2003	12/2020
Atlas Financial Advisors	Boca Raton	FL	01/2017	06/2020
Preservation Financial Management	Boca Raton	FL	03/2020	Present

09/2003 → 12/2020

Emerald Financial Management

Boca Raton, FL
01/2017 → 06/2020

Atlas Financial Advisors

Boca Raton, FL
03/2020 → Present

Preservation Financial Management

Boca Raton, FL

Previous Registrations

2005-03-17 → 2020-12-31

Emerald Financial Management

Boca Raton, FL
2017-03-07 → 2020-07-06

Atlas Financial Advisors, Llc

Boca Raton, FL
2001-07-30 → 2003-09-05

Charles Schwab & Co., Inc.

Boca Raton, FL

Other Businesses

Emerald Real Estate Management, Inc.; Non-Investment Related. Boca Raton, FL President. Rental Real Estate. Start 11/2008. Less than 10 hours per month, none during trading hours. Attend to rental real estate.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-09-30

S63 Uniform Securities Agent State Law Examination

2000-09-30

Designations

View on SEC IAPD