Robert M Wellman

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2016 → 04/2019
  Cwm, Llc
  Omaha, NE
• 11/2015 → 01/2017
  Lpl Financial, Llc
  Omaha, NE
• 01/2011 → 04/2019
  Carson Wealth Management Group
  Omaha, NE
• 01/2017 → 04/2019
  Cetera Advisor Networks Llc
  El Segundo, CA
• 04/2019 → 06/2019
  Edward Jones
  Lincoln, NE
• 06/2019 → 08/2019
  Unemployed
  Omaha, NE
• 08/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2019 → Present
  Cwm, Llc
  Omaha, NE

Previous Registrations

• 2019-04-22 → 2019-06-26
  Edward Jones
  Omaha, NE
  St Louis, MO
• 2007-09-27 → 2008-12-23
  Td Ameritrade, Inc.
  Omaha, NE
  Omaha, NE
  Omaha, NE
  Omaha, NE
• 2007-09-27 → 2008-12-23
  Td Ameritrade Investment Management, Llc
  Bellevue, NE

Other Businesses

1.NAME OF OTHER BUSINESS: CWM, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES. POSITION/TITLE/RELATIONSHIP: TRADING SPECIALISTS START DATE: 08/2019 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: TRADING SPECIALIST

Exams

• S66 Uniform Combined State Law Examination
  2012-04-24
• S63 Uniform Securities Agent State Law Examination
  2000-12-29

Designations

• Certified Financial Planner

Other Names

• Robert Michael Wellman
• Robert Wellman
• Robert M Wellman
• Bob Wellman