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Lucia Carrillo Perez

Ameriprise Financial Services, LLC

Santa Paula, CA

Santa Paula, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2000-10-10
  • CA RA
    APPROVED
    Since 2000-10-10

Branch Locations

137 N 10Th St Ste A, Santa Paula, CA 93060 • United States

Santa Paula, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Oxnard CA 05/2000 03/2020
Ameriprise Financial Services, Llc Santa Paula CA 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-01
  • S66 Uniform Combined State Law Examination
    2000-08-01

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA PAULA, CA
PRIVATE MANAGEMENT GROUP INC · Camarillo, CA
TCFG INVESTMENT ADVISORS, LLC · Camarillo, CA
LPL ENTERPRISE, LLC · CAMARILLO, CA
MUTUAL ADVISORS, LLC · CAMARILLO, CA
EDWARD JONES · FILLMORE, CA
LPL FINANCIAL LLC · FILLMORE, CA
ROBOHACK MANAGER, LLC · VENTURA, CA

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