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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-06-25 |
| FL | RA | APPROVED | 2026-06-24 |
Branch Locations
1630 Ringling Blvd, Sarasota, FL 34236 • United States
Bradenton, FL • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
1724 Manatee Avenue W, Bradention, FL 34205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Moseley Investment Management, Inc | Bradenton | FL | 05/2007 | Present |
| Lpl Financial Llc | Bradenton | FL | 06/2026 | Present |
1) 06/04/2026 - Notary Public - Inv. Related - Bradenton, FL - start date 11/01/2021 - 1hrs/mth / during trading 2) 06/04/2026- Investment products and services are offered through LPL Financial LLC using the DBA/trade name Moseley Investment Management - inv. Related- At reported business location(s) 3) 07/01/2026 - Moseley Investment Management (TEMP) - Registered Investment Advisor - Investment Related - At Reported Business Location(s) - Start Date 05/10/2007 - 160 hours per month/ during trading - I temporarily provide limited services through Moseley Investment Management, an independent investment advisor firm, for purposes of transitioning assets to the LPL Financial RIA. I started this activity business in 6/2026, and expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Fincial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-23 |
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