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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-08
  • CA RA
    APPROVED
    Since 2026-04-08

Branch Locations

San Clemente, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Odeon Capital Group New York NY 03/2018 04/2018
Self Employed New York NY 05/2016 03/2018
Morgan Stanley New York NY 05/2018 02/2022
Morgan Stanley Private Bank, N.A. New York NY 07/2018 02/2022
Journey Strategic Wealth Llc Summit NJ 03/2022 04/2026
Purshe Kaplan Sterling Investments Albany NY 06/2022 04/2026
Hightower Chicago IL 04/2026 Present
  • 03/2018 → 04/2018
    Odeon Capital Group
    New York, NY
  • 05/2016 → 03/2018
    Self Employed
    New York, NY
  • 05/2018 → 02/2022
    New York, NY
  • 07/2018 → 02/2022
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 03/2022 → 04/2026
    Summit, NJ
  • 06/2022 → 04/2026
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 04/2026 → Present
    Hightower
    Chicago, IL
Previous Registrations
Other Businesses

1. Fixed insurance 2. Investment related 3. Office of Employment Address 4. Fixed / Traditional Insurance 5. Agent 6. 05/2022 7. 4 hrs/mo 8. 4 hrs during trading 9. Sales of Fixed / Traditional Insurance products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-09
S63 Uniform Securities Agent State Law Examination 1989-12-07
  • S65 Uniform Investment Adviser Law Examination
    2018-07-09
  • S63 Uniform Securities Agent State Law Examination
    1989-12-07
Other Names
  • John Brennan Solik

View on SEC IAPD

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