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John Ernest Orito

Cetera Investment Advisers LLC

Fresno, CA

CRD 2008254

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

Fresno, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Brokerage Services Inc Fresno CA 03/2015 09/2019
Summit Financial Group Inc Fresno CA 03/2015 05/2021
Cetera Wealth Services, Llc El Segundo CA 09/2019 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 03/2015 → 09/2019
    Summit Brokerage Services Inc
    Fresno, CA
  • 03/2015 → 05/2021
    Summit Financial Group Inc
    Fresno, CA
  • 09/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2015-03-26 → 2021-05-20
    Summit Financial Group Inc
    Fresno, CA
  • 1997-12-31 → 2015-03-11
    Fresno, CA
Other Businesses

1. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: MODEL AIRPLANE; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: HOBBIEST; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: CONSTRUCT AND FLY MODEL AIRPLANES, RECEIVE FREE OR DISCOUNTED MATERIALS THROUGH COMPANY SPONSORSHIP FOR REVIEW & DEMONSTRATION;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-03-11
  • S63 Uniform Securities Agent State Law Examination
    1991-03-11

View on SEC IAPD

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