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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-08-18 |
| CA | RA | APPROVED | 2025-08-15 |
Branch Locations
6400 C St Sw, Cedar Rapids, IA 52499 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wrapmanager, Inc. | San Francisco | CA | 07/2014 | 05/2018 |
| Prospera Financial Services, Inc | Dallas | TX | 07/2014 | 07/2018 |
| Unemployed | Berkeley | CA | 07/2018 | 12/2018 |
| Unionbanc Investment Services | San Francisco | CA | 01/2019 | 09/2019 |
| Rbc Capital Markets, Llc. | San Francisco | CA | 09/2019 | 01/2023 |
| Cadaret Grant & Co., Inc. | Syracuse | NY | 03/2024 | 08/2025 |
| Unemployed | Berkeley | CA | 02/2023 | 03/2024 |
| World Financial Group, Inc. | Cedar Rapids | IA | 08/2025 | Present |
| Transamerica Financial Advisors, Llc | Cedar Rapids | IA | 08/2025 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-04 |
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