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William Allen Painter

Wells Fargo Clearing Services, LLC

Charleston, WV

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-11-30
WV RA APPROVED 2003-07-01
  • TX RA
    APPROVED_RES
    Since 2015-11-30
  • WV RA
    APPROVED
    Since 2003-07-01

Branch Locations

500 Lee St Ste 401 Laidley Tower, Charleston, WV 25301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charleston WV 05/2009 11/2016
Wells Fargo Clearing Services, Llc Charleston WV 11/2016 Present
Previous Registrations
  • 2002-06-24 → 2003-07-01
    Prudential Equity Group, Llc
    Charleston, WV
Other Businesses

POWER OF ATTORNEY FOR MOTHER, INV RELATED, CHARLESTON, WV, START: 8/21/2024, 1 HOUR A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-03
S63 Uniform Securities Agent State Law Examination 1991-10-25
  • S65 Uniform Investment Adviser Law Examination
    1997-02-03
  • S63 Uniform Securities Agent State Law Examination
    1991-10-25
Other Names
  • Bill Painter

View on SEC IAPD

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