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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-01-19
  • MN RA
    APPROVED
    Since 2024-01-19

Branch Locations

Cottage Grove, MN • United States

230 Hardman Avenue S., South St. Paul, MN 55075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services, Inc. Woodbury MN 02/2005 01/2024
Osaic Wealth, Inc. South St. Paul MN 01/2024 Present
  • 02/2005 → 01/2024
    Woodbury Financial Services, Inc.
    Woodbury, MN
  • 01/2024 → Present
    South St. Paul, MN
Previous Registrations
  • 2014-01-28 → 2024-01-19
    Woodbury Financial Services, Inc.
    Inver Grove Heights, MN
    Mendota Heights, MN
    Mendota Heights, MN
    South St. Paul, MN
Other Businesses

1) HILL FINANCIAL; INVT REL; 1150 NORTHLAND DR, MENDOTA HEIGHTS MN 55120; INSURANCE; FINANCIAL ADVISOR; START 01/01/2012; 10 HRS/MO, NONE DURING TRADING; TERM LIFE INSURANCE SALES. 2)SOUTH WASHINGTON COUNTY SCHOOLS; NONINVT REL; 7362 E PT DOUGLAS RD S, COTTAGE GROVE MN 55016; GIRLS HIGH SCHOOL ASSIT HOCKEY COACH; START 01/01/2010; 30HR/MON; OHR/MON DURING TRADING. 3) BRUCE A. HILL POSITION: Insurance Agent NATURE: Insurance Agent INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1989 ADDRESS: 9198 Jarvis Avenue S, Cottage Grove MN 55016, United States DESCRIPTION: Receive trails from previous sold New England Financial policies 4) SOUTH WASHINGTON SCHOOLS POSITION: Boys hockey coach NATURE: High School INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 11/12/2019 ADDRESS: 7362 E. Point Douglas Rd. S., Cottage Grove MN 55016, United States DESCRIPTION: Boys hockey coach. 5) HILL FINANCIAL POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2004 ADDRESS: 230 Hardman Ave S, South St. Paul MN 55016, United States DESCRIPTION: I am the owner of Hill Financial, a sole proprietorship

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-12-13
  • S63 Uniform Securities Agent State Law Examination
    1989-12-13

View on SEC IAPD

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