Todd Gary Caudle

Employer firm

Executive Investment Services, LLC CRD 152410

$91.7M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• BUSINESS CONSULTING SERVICES / ALTERNATIVE INVESTMENT CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2009 → 01/2025
  Independent Financial Group
  Lake Oswego, OR
• 11/2009 → Present
  Executive Investment Services
  Lake Oswego, OR
• 01/2013 → 01/2025
  Independent Financial Group
  Lake Oswego, OR

Previous Registrations

• 2010-06-10 → 2025-02-04
  Independent Financial Group, Llc
  Lake Oswego, OR
  San Diego, CA
  San Diego, CA
• 2010-05-14 → 2015-02-11
  Rx Investment Solutions Llc
  Portland, OR
• 2005-11-03 → 2006-01-19
  Wamu Investments, Inc.
  Portland, OR

Other Businesses

(1) MEDICAL PROFESSIONALS FINANCIAL GROUP POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2006 ADDRESS: 310 N State Street, Suite 206, Lake Oswego OR 97034, United States DESCRIPTION: Principal/owner - marketing for investment channel (2) PROFESSIONAL RISK MANAGEMENT POSITION: Agent/Representative NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 4 START DATE: 01/02/2012 ADDRESS: 310 N State Street, Suite 206, Lake Oswego OR 97034, United States DESCRIPTION: outside insurance: owner of company and producer (3) BIG SUMMIT, LLC POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/23/2015 ADDRESS: 5801 SW Homesteader Rd, Wilsonville OR 97070, United States DESCRIPTION: Personal purchase and sale of real estate, no activity since 2016 (4) PROFESSIONAL RISK MANAGEMENT, A WEALTH MANAGEMENT COMPANY POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 01/02/2012 ADDRESS: 310 N State Street, Suite 206, Lake Oswego OR 97034, United States DESCRIPTION: DBA used for marketing purposes (5) EXECUTIVE INVESTMENT SERVICES POSITION: Officer/Director NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/21/2021 ADDRESS: 310 N State Street, Suite 206, Lake Oswego OR 97034, United States DESCRIPTION: Outside RIA

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-21
• S63 Uniform Securities Agent State Law Examination
  1989-11-29

Other Names

• Todd Gary Caudle