Lisa A Pollock

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 05/2017
  Farmers Financial Solutions Llc
  Agoura Hills, CA
• 05/2017 → Present
  Morgan Stanley Smith Barney Llc
  Salt Lake City, UT

Previous Registrations

• 2016-08-29 → 2017-05-26
  Farmers Financial Solutions, Llc
  Westlake Village, CA
• 2013-01-17 → 2015-01-28
  Morgan Stanley
  Westlake Village, CA
  Woodland Hills, CA
• 2010-11-02 → 2013-01-11
  Ubs Financial Services Inc.
  Los Angeles, CA
• 2003-06-26 → 2010-05-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Beverly Hills, CA
  Beverly Hills, CA
  Los Angeles, CA

Exams

• S66 Uniform Combined State Law Examination
  2003-06-17
• S63 Uniform Securities Agent State Law Examination
  1990-01-05

Other Names

• Lisa Ann Ashton
• Lisa G Ashton
• Lisa G Pollock
• Lisa G Pollock
• Lisa Pollock