Andrew Hughes Zimmerman

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
• 05/2016 → Present
  Bank Of America, N.A.
  Boston, MA

Previous Registrations

• 2009-06-01 → 2016-05-13
  Morgan Stanley
  Boston, MA
• 2008-01-04 → 2009-06-01
  Morgan Stanley & Co. Llc
  Boston, MA
• 1994-04-25 → 2008-01-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
  Boston, MA

Other Businesses

I*93975 FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WELL DUNE LLC INVESTMENT RELATED: NO ADDRESS OF BUSINESS: WESTON, MASSACHUSETTS 02493 POSITION, TITLE, ASSOCIATION: FAMILY HELD START DATE OF RELATIONSHIP: 5/13/2009 NUMBER OF HOURS DEVOTED: 1 HOUR MTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 HR MTHLY DUTIES: FAMILY HOLDING ACCOUNT, NO OTHER BUSINESS OTHER THAN TO HOLD INVESTMENTS I*396029, Entity Type: Not for Profit Name of OBA: Quissett Harbor Preservation Trust Address: Woods Hole, MA 02540 Investment Related: No Position, Title, Association: Committee Employee Start Date: 01/30/2024 No Hours: 0 No Hours during trading: 0 Duties: This is a small non profit (with no accounts at Merrill Lynch or B of A that I am aware of) established many years ago to help maintain the harbor that my summer house is adjacent to on Cape Cod. I am being asked to join the board. I*702286, Entity Type: Fiduciary role Name of OBA: w z, M Z, and M Z, Address: Weston, MA 02493, Investment Related: No, Position, Title, Association: Power of Attorney, Employee State Date: 01/14/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Power of Attorney/Son I*3217270 Entity Type: Fiduciary role Name of OBA: P. W Z. IRA FBO P. W Z. Address: BRIDGEWATER, NJ 08807 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 11/25/2025 Number of Hours: 2, Yearly Number of Hours during trading: 2, Yearly Duties: Power of Attorney/ Parent

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-06-23
• S63 Uniform Securities Agent State Law Examination
  1990-03-01