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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) NAME OF OTHER BUSINESS: ELA FINANCIAL GROUP, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CETERA OSJ OFFICE, FINANCIAL PLANNING PRACTICE START DATE: 1992 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: OWNER, FINANCIAL ADVISOR BRIEF DESCRIPTION OF DUTIES: OPERATIONS & OFFICE MANAGER (2) NAME OF OTHER BUSINESS: FOX PROPERTY OWNERS INC ; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: HOMEOWNERS ASSOCIATION ; START DATE: 09/2021 ; POSITION/TITLE/RELATIONSHIP: BOARD PRESIDENT ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: ADVISE ON ITEMS OF COMMON AREA USAGE AND UPKEEP, ASSOC. GUIDELINES AND CODES OF CONDUCT, RUNS ANNUAL HOA MEETING, WELCOMES NEW HOME OWNERS ;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-04 |
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