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Anna Abma

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wyckoff, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-26
NJ RA APPROVED 2014-12-12
  • TX RA
    APPROVED_RES
    Since 2016-07-26
  • NJ RA
    APPROVED
    Since 2014-12-12

Branch Locations

339 Franklin Ave, Wyckoff, NJ 07481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mahwah NJ 12/2014 Present
Bank Of America, N.A. Mahwah NJ 12/2014 Present
Previous Registrations
  • 2014-02-06 → 2014-11-21
    New England Securities
    Fairfield, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-13
S63 Uniform Securities Agent State Law Examination 2012-09-21
  • S66 Uniform Combined State Law Examination
    2013-12-13
  • S63 Uniform Securities Agent State Law Examination
    2012-09-21
Other Names
  • Anna Pipia
  • Anna Galietta
  • Anna Galietta

View on SEC IAPD

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EDWARD JONES · WYCKOFF, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WYCKOFF, NJ
IAM ADVISORY LLC · Wyckoff, NJ
SAIPH CAPITAL, LLC · WYCKOFF, NJ
CETERA INVESTMENT ADVISERS LLC · WYCKOFF, NJ
CETERA INVESTMENT ADVISERS LLC · WYCKOFF, NJ
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