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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-09-26 |
| OK | RA | APPROVED | 2017-09-07 |
Branch Locations
2431 E. 61St Street Suite 260, Tulsa, OK 74136 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Tulsa | OK | 06/2004 | 09/2017 |
| Morgan Stanley Smith Barney | Tulsa | OK | 06/2009 | 09/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 09/2017 |
| Raymond James & Associates, Inc. | Tulsa | OK | 09/2017 | Present |
(1) Name of Business: Address: 3706 E. 103rd Place, Tulsa, OK, 74137, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/31/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This has been reported previously, but was not on this updated email. Rent house that my husband and I have owned for many years. (2) Name of Business: Address: 3706 E. 103rd Place, Tulsa, OK, 74137, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/14/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of a beach rental property\n1530 N. Waccamaw Place, #1\nGarden City Beach, Murrell's Inlet, SC 29576
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-01 |
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