Isaac Cletus Wales

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-03-09
MN	RA	APPROVED	2013-11-18

TX RA
APPROVED_RES

Since 2021-03-09
MN RA
APPROVED

Since 2013-11-18

Branch Locations

18200 45Th Ave N Ste B, Plymouth, MN 55446 • United States

Delano, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Maple Grove	MN	07/1999	03/2020
Ameriprise Financial Services, Llc	Plymouth	MN	03/2020	Present

07/1999 → 03/2020

Ameriprise Financial Services, Inc.

Maple Grove, MN
03/2020 → Present

Ameriprise Financial Services, Llc

Plymouth, MN

Other Businesses

Business Ownership; IW Associates LLC; Owner; Manage Ameriprise Business; 895 Savanna Trl, , Delano, MN, 55328; Investment-Related; 12/02/2024; 60 hours per month; 60 during trading hours. Outside Employment; IW Associates; Owner; Manage advisory business; 895 Savanna Trl, , Delano, MN, 55328; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-07-15

S63 Uniform Securities Agent State Law Examination

1999-07-15

Designations

Certified Financial Planner

View on SEC IAPD