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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-01-06 |
| TN | RA | APPROVED | 2019-10-18 |
| TX | RA | APPROVED_RES | 2019-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Inc. | Clarksville | TN | 08/1989 | Present |
| Robert W. Baird & Co. Incorporated | Clarksville | TN | 10/2019 | Present |
MONTGOMERY COUNTY GOVERNMENT COMMISSIONER DISTRICT 1, Non INVEST RELATED, CLARKSVILLE TN, Budget Committee and Investment Committee, COUNTY COMMISSIONER DISTRICT 1, 3/9/2009, 5 HRS/MONTH AND 0 HRS DURING TRADING HRS. Name/Address: Tennessee County Commissioner Association / 226 Capital BLVD Suite 700, Nashville, TN 37219 Start Date: 8/17/2019 Hours Spent: 0-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-27 |
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