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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-08-20 |
Branch Locations
6115 Park South Drive Suite 200, Charlotte, NC 28210 • United States
355 Webster Place, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Charleston | SC | 02/2017 | 08/2018 |
| Sabbatical To Spend Time With Children And Start Maid Pretty | Charlotte | NC | 06/2016 | 01/2017 |
| Guardian Life Insurance Co Of America | Charlotte | NC | 01/2019 | Present |
| Park Avenue Securities, Llc | Charlotte | NC | 08/2020 | Present |
| Unemployed | Charlotte | NC | 09/2018 | 12/2018 |
| Guardian Life Insurance Company | Charlotte | NC | 06/2024 | Present |
| Guardian Life Insurance Company | Charlotte | NC | 06/2024 | Present |
1) Support person for Orrin Magill (PAS rep) START DATE: 01/01/2019 ADDRESS: 3707 B West Market Street , Greensboro, NC 27404 120 total hours per month, 120 during securities trading hours NON INVESTMENT RELATED More than 10% annual compensation 2) Alice D Turner Irrevocable Trust-Temporary Trustee, Nature of Business: Trust, Start date: 06/24/2026, Address: 355 Webster Place Charlotte, NC 28209, Duties: overseeing inheritance received by the Trust for liquidation and disbursement according to the Trust, 5 total hours per month; 3 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-23 |
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