Carol Marie Sherr

Current Employers

Brooks Financial Advisory Group,Inc.

Lake Worth, FL • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2004-04-08

FL RA
APPROVED

Since 2004-04-08

Branch Locations

Lake Worth, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Brooks Financial Advisory Group, Inc. (Formerly Sherr Investmen	Lake Worth	FL	08/1999	Present

08/1999 → Present

Brooks Financial Advisory Group, Inc. (Formerly Sherr Investmen

Lake Worth, FL

Previous Registrations

2001-12-03 → 2004-06-03

Investacorp Advisory Services Inc

Nort Bay Village, FL

Other Businesses

CRUMP AN AMERILIFE CO- INDEPENDENT INSURANCE AGENT SELLING LIFE INSURANCE, ANNUTITIES AND OTHER INSURANCE PRODUCTS. STARTED IN 08/1999 AND SPENDS APPROXIMATELY LESS THAN FIVE HOURS PER WEEK. CAROL M SHERR HAS PREPARED TAXES SINCE 2010, SPENDS LESS THAN TEN HOURS PER WEEK ON TAX PREPARATION SERVICES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-09-20
S63	Uniform Securities Agent State Law Examination	1990-01-10

S65 Uniform Investment Adviser Law Examination

1995-09-20
S63 Uniform Securities Agent State Law Examination

1990-01-10

Other Names

Carol Sherr Brooks
Carol S. Brooks

View on SEC IAPD