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Current Employers
Gateway Wealth Partners, Llc

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-10-03
  • MD RA
    APPROVED
    Since 2023-10-03

Branch Locations

Owings Mills, MD • United States

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Pikesville MD 08/2015 11/2017
Lpl Financial Llc Dba Gateway Financial Partners Owings Mills MD 11/2017 Present
Gateway Wealth Partners, Llc Owings Mills MD 10/2023 Present
Pinson Wealth Management Owings Mills MD 05/2005 Present
  • 08/2015 → 11/2017
    National Planning Corporation
    Pikesville, MD
  • 11/2017 → Present
    Lpl Financial Llc Dba Gateway Financial Partners
    Owings Mills, MD
  • 10/2023 → Present
    Owings Mills, MD
  • 05/2005 → Present
    Pinson Wealth Management
    Owings Mills, MD
Previous Registrations
  • 2015-09-01 → 2017-12-06
    National Planning Corporation
    Glastonbury, CT
    Pikesville, MD
    Los Angeles, CA
  • 2007-12-14 → 2015-09-09
    Baltimore, MD
    Columbia, MD
    Baltimore, MD
  • 1998-03-27 → 2007-12-17
    Baltimore, MD
Other Businesses

1. 11/29/2017 - Gateway Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/04/2017 - Pinson Wealth Management DBA for LPL business - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 5/3/2005 3. 10/24/2023 - Gateway Wealth Partners - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/13/2023 - 80 Hours Per Month/ 4 Hours During Trading - I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 10/2023. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 02/24/2026 - Gateway Financial Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 10/01/2006 - 1 Hour Per Month/1 Hour During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-07-06
S63 Uniform Securities Agent State Law Examination 1993-04-01
  • S65 Uniform Investment Adviser Law Examination
    1994-07-06
  • S63 Uniform Securities Agent State Law Examination
    1993-04-01
Designations

View on SEC IAPD

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