Aaron William Soderberg

Employer firm

Birdrock Wealth CRD 138872

$146M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Birdrock Wealth

9433 Bee Cave Rd Bldg 2, Suite 203, Austin, TX 78733 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-09-02

TX RA
APPROVED_RES

Since 2015-09-02

Branch Locations

Minneapolis, MN • United States

9433 Bee Cave Rd Bldg 2, Suite 203, Austin, TX 78733 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ndx Trading, Inc.	Minneapolis	MN	01/2002	Present

01/2002 → Present

Ndx Trading, Inc.

Minneapolis, MN

Other Businesses

PORTABLE SECURITIES OF MN, INC. DIRECTOR AND SECRETARY. THE COMPANY RENTS STORAGE CONTAINERS TO CONSUMERS AND BUSINESSES. 6/01 - CURRENT 40 HRS/MTH - EVENINGS MOSTLY. 15HRS/MTH. DURING TRADING HRS. - HAVE A PARTNER AT THE SECURITIES FIRM.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-04-06
S63	Uniform Securities Agent State Law Examination	1989-11-28

S65 Uniform Investment Adviser Law Examination

2011-04-06
S63 Uniform Securities Agent State Law Examination

1989-11-28

View on SEC IAPD