Larry Nelson Grogan

Employer firm

Grogan Advisory Services, LLC CRD 156611

$8.60M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Grogan Advisory Services, Llc

Johnson City, TN • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2011-06-28

TN RA
APPROVED

Since 2011-06-28

Branch Locations

Johnson City, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Grogan Advisory Services	Ballston Lake	NY	01/2003	Present

01/2003 → Present

Grogan Advisory Services

Ballston Lake, NY

Previous Registrations

2010-01-05 → 2011-08-03

Ssn Advisory, Inc.

Johnson City, TN
2007-07-20 → 2009-12-31

Medallion Advisory Services, Llc

Johnson City, TN

Malta, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1998-11-03

S66 Uniform Combined State Law Examination

1998-11-03

Other Names

Larry N Grogan

View on SEC IAPD