Chung Kuo Lieu

Employer firm

Benjamin F. Edwards & Company, Inc. CRD 146936

$18.9B regulatory AUM 23 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2008 → 10/2017
  J.J.B. Hilliard, W.L. Lyons, Llc
  Watkinsville, GA
• 10/2017 → Present
  Benjamin F. Edwards & Co.
  Watkinsville, GA

Previous Registrations

• 2008-07-14 → 2017-10-19
  J.J.B. Hilliard, W.L. Lyons, Llc
  Watkinsville, GA
• 2008-01-01 → 2008-07-03
  Wells Fargo Clearing Services, Llc
  Athens, GA
• 2003-05-08 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Athens, GA
  Athens, GA
  St. Louis, MO

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-03-02