Keith Allen Barfield

Current Employers

Signal Securities, Inc.

700 Throckmorton, Fort Worth, TX 76102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-01-02

TX RA
APPROVED

Since 2014-01-02

Branch Locations

2727 Lbj Freeway Suite 900, Dallas, TX 75234 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self-Employed Cpa	Dallas	TX	05/1984	Present
Signal Securities, Inc.	Fort Worth	TX	01/2014	Present

05/1984 → Present

Self-Employed Cpa

Dallas, TX
01/2014 → Present

Signal Securities, Inc.

Fort Worth, TX

Previous Registrations

2012-02-23 → 2013-12-31

Avantax Advisory Services

Coppell, TX

Other Businesses

CPA PRACTICE 11/11/2013 INVESTMENT RELATED 2727 LBJ FREEWAY, #900 DALLAS, TX 75234 ACCOUNTING, TAX, AND CONSULTATION PRESIDENT 6-10 >40 MANAGER, TAX PREPARER & CONSULTANT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-02-19
S63	Uniform Securities Agent State Law Examination	1989-11-21

S65 Uniform Investment Adviser Law Examination

2012-02-19
S63 Uniform Securities Agent State Law Examination

1989-11-21

Other Names

Keith Allan Barfield

View on SEC IAPD

Current Employers

Signal Securities, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews