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Steven Ray Garvin

Isc Advisors, Inc.

Dallas, TX

Mckinney, TX

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Current Employers
Isc Advisors, Inc.

3500 Oak Lawn Ave Ste 400, Dallas, TX 75219 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-04-05
  • TX RA
    APPROVED
    Since 2013-04-05

Branch Locations

3500 Oak Lawn Ave Ste 400, Dallas, TX 75219 • United States

Mckinney, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Institutional Securities Corp Dallas TX 07/2000 Present
Garvin Financial Group, Inc Mckinney TX 01/2006 05/2017
Isc Advisors, Inc. Dallas TX 04/2013 Present
Garvin Investment Group, Llc Mckinney TX 05/2017 Present
  • 07/2000 → Present
    Institutional Securities Corp
    Dallas, TX
  • 01/2006 → 05/2017
    Garvin Financial Group, Inc
    Mckinney, TX
  • 04/2013 → Present
    Isc Advisors, Inc.
    Dallas, TX
  • 05/2017 → Present
    Garvin Investment Group, Llc
    Mckinney, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-30
S63 Uniform Securities Agent State Law Examination 1989-12-01
  • S65 Uniform Investment Adviser Law Examination
    1999-12-30
  • S63 Uniform Securities Agent State Law Examination
    1989-12-01
Other Names
  • Steve Ray Garvin

View on SEC IAPD

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