Wendy Lee Shaw

Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2016-03-10

OH RA
APPROVED

Since 2016-03-10

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nationwide Investment Services Corporation	Columbus	OH	02/1999	Present

02/1999 → Present

Nationwide Investment Services Corporation

Columbus, OH

Previous Registrations

2012-02-06 → 2016-03-21

Nationwide Securities, Llc

Columbus, OH
2007-07-17 → 2010-04-14

Nationwide Investment Advisors, Llc

Columbus, OH

Other Businesses

--Position: Board of Director Member Company/Employer: Turning Point (Domestic Violence supporting services; Delaware and Marion Counties) Location: Marion, OH Start Date: 01/01/2025 Hours Devoted Monthly: 5 Hours During Trading Hours: 0 Investment Related: No

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-07-26
S63	Uniform Securities Agent State Law Examination	2006-10-16

S65 Uniform Investment Adviser Law Examination

2007-07-26
S63 Uniform Securities Agent State Law Examination

2006-10-16

Other Names

Wendy Lee Smoulder

View on SEC IAPD