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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-28 |
| SC | RA | APPROVED | 2024-10-03 |
| PA | RA | APPROVED | 2024-10-01 |
Branch Locations
Wyomissing, PA • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Wyomissing | PA | 12/1989 | 10/2016 |
| Prudential Ins Co Of America | Wyomissing | PA | 10/2016 | 12/2021 |
| Prudential Ins Co Of America | Wyomissing | PA | 12/2021 | 09/2024 |
| Lpl Enterprise, Llc | Fort Mill | SC | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1990-01-19 |
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