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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-03-07 |
| IA | RA | APPROVED | 2009-10-05 |
| NE | RA | APPROVED | 2009-10-05 |
Branch Locations
13710 Fnb Pkwy Ste 100, Omaha, NE 68154-5298 • United States
Omaha, NE • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Omaha | NE | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Omaha | NE | 03/2020 | Present |
Business Ownership; ATA Omaha Martial Arts; Owner/InstructorNo Employees; Martial Arts; 1616 N 137th St., , Omaha, NE, 68154; Not Investment-Related; 03/01/2021; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Exchange Club of Omaha; Board Member; Oak Hills Country Club, 12325 Golfing Green Dr, Omaha, NE, 68137; Investment-Related; 07/15/2022; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1990-01-17 |
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