Chris Alan Whalen

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2004 → 11/2017
  Cantor Fitzgerald & Co
  New York, NY
• 09/2025 → Present
  Whalen Research & Trading
  Colts Neck, NJ
• 05/2026 → Present
  Osaic Wealth, Inc
  Colts Neck, NJ
• 11/2017 → 09/2019
  Maxim Group Llc
  New York, NY
• 10/2019 → 09/2020
  Liquidnet, Inc.
  New York, NY
• 09/2020 → 02/2021
  Whalen Research & Trading
  Colts Neck, NJ
• 03/2021 → 07/2025
  Evermay Wealth Management
  Arlington, VA
• 08/2025 → 09/2025
  Singer Wealth Advisors, Llc
  Boca Raton, FL

Previous Registrations

• 2021-06-15 → 2024-09-30
  Evermay Wealth Management, Llc
  Colts Neck, NJ
  Arlington, VA

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-06-10
• S63 Uniform Securities Agent State Law Examination
  1996-10-18

Other Names

• Chris Whalen