Barry Jay Laufman

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → Present
  Advanced Ltc
  Glendale, CA
• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2000-04-05 → 2013-09-03
  Tower Square Securities, Inc.
  Glendale, CA
  Los Angeles, CA
  Los Angeles, CA
  Garden Grove, CA
  Los Angeles, CA
  Los Angeles, CA
  Irvine, CA
  San Diego, CA
  Gardena, CA
  Los Angeles, CA
  Artesia, CA
  Hacienda Heights, CA
  Santa Clara, CA
  Los Angeles, CA
  Torrance, CA
  Los Angeles, CA
  Los Angeles, CA
  San Francisco, CA
  Los Angeles, CA
  Garden Grove, CA
  Los Angeles, CA
  Van Nuys, CA
  Torrance, CA
  Cerritos, CA

Other Businesses

1) INDEPENDENT INSURANCE AGENT DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE FOR 30HRS/WK & 5HRS EVENING & WKENDS SINCE 1993 2) NAME OF OTHER BUSINESS: DBA ADVANCED LTC INSURANCE SERVICES, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE AGENCY START DATE: 1/93 APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: FIXED INSURANCE SALES 3. NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: 1945 NORTHWESTERN DR, EL PASO, TX, 79912 NATURE OF BUSINESS: POWER OF ATTORNEY START DATE: 02/2020 POSITION/TITLE/RELATIONSHIP: HOLDER APX NUMBER OF HOURS PER WEEK: 1, DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: POWER OF ATTORNEY FOR FATHER IN LAW

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-02-04
• S63 Uniform Securities Agent State Law Examination
  1999-02-09