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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-12-05 |
| NY | RA | APPROVED | 2024-12-05 |
| IL | RA | APPROVED | 2021-03-24 |
Branch Locations
8400 West 159Th Street, Orland Park, IL 60462 • United States
151 W 42Nd St, New York, NY 10036 • United States
Tinley Park, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harris Investor Services, Inc | Orland Park | IL | 04/2008 | Present |
| Lpl Financial Llc | Orland Park | IL | 03/2021 | Present |
1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - ORLAND PARK, IL
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-11 |
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