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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2017-10-26
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2017-10-26

Branch Locations

2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Hauppauge NY 10/2001 03/2017
Mml Investors Services, Llc East Hills NY 03/2017 Present
Massmutual Life Insurance Co East Hills NY 07/2016 Present
  • 10/2001 → 03/2017
    Metlife Securities
    Hauppauge, NY
  • 03/2017 → Present
    East Hills, NY
  • 07/2016 → Present
    Massmutual Life Insurance Co
    East Hills, NY
Other Businesses

1)NAME: Frank T. Scalese INV REL: Y ADD: 2200 NORTHERN BLVD SUITE 200 EAST HILLS, NY 11548 NATURE: Blue Ocean Protection solutions POSITION: Business Operation Manager START DATE: 7/2016 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 2)NAME: Frank Scalese INV REL: N ADD: 2200 NORTHERN BLVD SUITE 200 EAST HILLS, NY 11548 NATURE: Speaks to large and small groups POSITION: Motivational Speaker START DATE: 07/2013 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 3)NAME: Frank T. Scalese INV REL: N ADD: 2200 NORTHERN BLVD SUITE 200 EAST HILLS, NY 11548 NATURE: GAMA President/Non-Profit POSITION: PRESIDENT START DATE: 12/01/2018 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 5 4)NAME: Frank T Scalese INV REL: N ADD: 2200 NORTHERN BLVD SUITE 200 EAST HILLS, NY 11548 NATURE: Blue Ocean Educational Foundation/To provide grants to high school students. POSITION: Board Member START DATE: 10/07/2019 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-12-05
  • S63 Uniform Securities Agent State Law Examination
    1989-12-05
Other Names
  • Frank Thomas Scalese
  • Frank Thomas Scalese

View on SEC IAPD

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